Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

…

PR App 1.1

As Published: 2005

PR App 1.1

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

…

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

…

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

FEES 3.2 Obligation to pay fees

PERG 8.36 Illustrative tables

PERG 9.1 Application and Purpose

SUP 15.3 General notification requirements

PERG 8.21 Company statements, announcements and briefings

PERG 7.3 Does the activity require authorisation?

COBS 4.12 Unregulated collective investment schemes

PERG 11.2 Guidance on property investment clubs

PERG 9.5 The property condition (section 236(2) of the Act)

SYSC 2.1 Apportionment of Responsibilities

COLL 8.3 Investor relations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order