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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions