Search Result

541 - 560 of 897 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

…

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

…