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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

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