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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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