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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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