Search Result

241 - 260 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose