Search Result

101 - 120 of 759 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations