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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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COLL 4.4 Meetings of Unitholders and service of notices

SUP 13A.1 Application and purpose

COBS 2.3 Inducements

CASS 6.1 Application

SYSC 4.2 Persons who effectively direct the business

PRIN 4.1 Principles: MiFID business

SUP 13.6 Changes to branches

CASS 5.5 Segregation and the operation of client money accounts

SUP 14.2 Changes to branch details

PERG 13.5 Exemptions from MiFID

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 7.1 Introduction

BIPRU 7.9 Use of a CAD 1 model

SUP 13A.3 Qualifications for authorisation under the Act

SUP 6.2 Introduction

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

RCB 2.3 Determination of registration

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 14.1 Application and purpose

COLL 7.2 Suspension and restart of dealings