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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

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Similar To

COBS 6.1 Information about the firm and compensation information

MAR 6.2 Purpose

TC 2.1 Assessing and maintaining competence

COLL 6.12 Risk management policy and risk measurement

FEES 7.2 The CFEB levy

COBS 9.2 Assessing suitability

SYSC 13.8 External events and other changes

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

CASS 6.4 Use of safe custody assets

LR 14.3 Continuing obligations

REC 3.14A Operation of a regulated market or MTF

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading