Search Result

1021 - 1040 of 1152 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

…

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

…

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

…

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

…

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

…

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

…

LR 20.1 Application

As Published: 2010

LR 20.1 Application

…