Search Result

81 - 100 of 1109 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission