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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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