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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets