Search Result

321 - 340 of 1018 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application