Search Result

301 - 320 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information