Search Result

81 - 100 of 1036 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications