Search Result

661 - 680 of 1100 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research