Search Result

621 - 640 of 927 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions