Search Result

421 - 440 of 994 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing