Search Result

261 - 280 of 1039 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions