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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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