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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities