Search Result

81 - 100 of 753 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements