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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FSA

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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