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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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