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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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