Search Result

541 - 560 of 1094 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions