Search Result

501 - 520 of 1148 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing