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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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