Search Result

961 - 980 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation