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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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