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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator