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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver