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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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