Search Result

261 - 280 of 1038 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links