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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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