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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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