Search Result

221 - 240 of 800 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees