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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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