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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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LR 9.6 Notifications

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

COLL 4.2 Pre-sale notifications

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CREDS 1.1 Application and purpose

SUP 14.3 Changes to cross border services

LR 9.8 Annual financial report

SYSC 13.6 People

SUP 9.4 Reliance on individual guidance

CASS 1A.2 CASS firm classification

REC 1.1 Application

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

RCB 3.6 Fees and other matters

SUP 8.4 Reliance on waivers

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation