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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COND 1.3 General

As Published: 2001

COND 1.3 General

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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