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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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SUP 4.5 Provisions applicable to all actuaries

SYSC 6.3 Financial crime

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 2.6 Specified investments: a broad outline

DEPP 4.1 Executive decision maker

LR 9.8 Annual financial report

LR App 1.1 Relevant definitions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

CASS 5.5 Segregation and the operation of client money accounts

PERG 13.6 The recast Capital Adequacy Directive

COLL 7.7 UCITS mergers

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

SUP 16.3 General provisions on reporting

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 4.4 Apportionment of responsibilities

REC 3.4 Key individuals and internal organisation

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 13.6 Changes to branches