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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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