Search Result

841 - 860 of 1071 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

DTR 3.1

As Published: 2005

DTR 3.1