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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings