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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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PR App 3.1

As Published: 2005

PR App 3.1

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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REC 2.3 Financial resources

REC 2.5 Systems and controls and conflicts

COLL 8.5 Powers and responsibilities

LR 5.2 Cancelling listing

COLL 4.2 Pre-sale notifications

DISP 1.1 Purpose and application

SUP 12.5 Contracts: required terms

FEES 4.2 Obligation to pay periodic fees

LR 14.3 Continuing obligations

GEN 2.2 Interpreting the Handbook

COLL 7.7 UCITS mergers

SYSC 10.1 Application

BIPRU 7.10 Use of a Value at Risk Model

LR 8.4 Role of a sponsor: transactions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 5.4A Transfer between listing categories: Equity shares

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PR App 3.1

COLL 6.3 Valuation and pricing

SUP 18.4 Friendly Society transfers and amalgamations