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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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Similar To

RCB 3.3 Asset pool notifications

REC 3.14 Products, services and normal hours of operation

LR 10.2 Classifying transactions

LR 9.8 Annual financial report

RCB 3.5 Other notifications

COND 2.3 Threshold condition 3: Close links

RCB 3.2 Annual confirmations of compliance

CASS 6.1 Application

LR 14.2 Requirements for listing

LR 5.3 Requests to cancel or suspend

PERG 2.6 Specified investments: a broad outline

LR 18.2 Requirements for listing

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR App 1.1 Relevant definitions

LR 15.4 Continuing obligations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 15.3 General notification requirements