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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'