Search Result

441 - 460 of 848 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs